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RC

Ross H. Clary

16 POINTS LLC
Vega Alta, PR
Some features on this profile are disabled
CRD#: 3093233
RC

Professional summary


Ross Hampton Clary is a registered financial professional currently at 16 POINTS LLC located in Vega Alta, .

Ross is registered as a RR (Registered Representative) and started their career in finance in 1998. Ross has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ross Hampton Clary's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 26, 2016 - Present

16 POINTS LLC

BD
CRD#: 277033
Vega Alta, PR
Past

March 19, 2018 - May 13, 2020

VAQUERO GLOBAL INVESTMENT LP

RIA
CRD#: 145665
SAN ANTONIO, TX
Past

February 1, 2016 - October 19, 2016

LIBERTY TREE ADVISORS, LLC

BD
CRD#: 143679
ACTON, MA
Past

March 24, 2009 - November 9, 2015

SHEPHERD KAPLAN LLC

RIA
CRD#: 128244
CYPRESS, TX
Past

June 11, 2002 - December 11, 2008

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
HOUSTON, TX
Past

March 17, 2000 - December 11, 2008

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
HOUSTON, TX
Past

October 15, 1998 - March 20, 2000

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/12/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 3/22/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/26/1998
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


1P
16 POINTS LLC
16 POINTS LLC | DOGWOOD SECURITIES LLC

CRD#: 277033 / SEC#: , 8-69648

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
10101 Cond Royal Palm, Vega Alta, PR 00692
Mailing Address
10101 Cond Royal Palm, Vega Alta, PR 00692
Phone number
+1 (646) 820-7750
Established
New York since 04/14/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
16 POINTS HOLDINGS LLCOWNER
OVERLEY, MARK SHIPMANCEO / CCO / GSP2652251
SIPINICK, KATHY EFREMFINOP3248100

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


16 POINTS LLC

CRD#: 277033Vega Alta, PR

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