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MC

Matthew P. Cook

COOK & ASSOCIATES
Troy, MI 48083
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CRD#: 3092568
MC

Professional summary


Matthew Paul Cook is a registered financial advisor currently at COOK & ASSOCIATES located in Troy, Michigan and LPL FINANCIAL LLC located in Troy, Michigan.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 12/15/2009 - NON-VARIABLE INSURANCE - I WRITE AND SERVICE LIFE INSURANCE, HEALTH INSURANCE, AND FIXED ANNUITIES OUTSIDE OF LPL. 2) 12/15/2009 - DBA ONLY - COOK AND ASSOCIATES. 3) 08/26/2010 - RIA - HYBRID - COOK AND ASSOCIATESI PROVIDE FINANCIAL PLANS AND FIXED FEES 4) 3/31/2017 - Insurance Designers Great Lakes, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner - Started 06/01/2015 - 5 Hours Per Month/2 Hours During Securities Trading - Non-Variable Life insurance. 5) 08/09/2022- Kelley-O'Brien Properties- Investment Related- At Reported Business Location(s)-Real Estate Rental- Start Date- 08/15/2022- 1 Hours Per Month/ 0 Hours During Securities Trading

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Matthew Paul Cook's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 17, 2010 - Present

COOK & ASSOCIATES

Office #1: 2050 Livernois Rd Ste B, Troy, MI 48083
RIA
CRD#: 154829
Troy, MI
Current

September 8, 2009 - Present

LPL FINANCIAL LLC

Office #1: 2050 Livernois Rd Ste B, Troy, MI 48083-1757
RIA
BD
CRD#: 6413
Troy, MI
Past

May 26, 2010 - January 12, 2011

COOK & ASSOCIATES

RIA
CRD#: 124569
TROY, MI
Past

February 26, 2010 - April 22, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

January 1, 2005 - September 8, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
TROY, MI
Past

August 3, 2000 - December 31, 2000

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

July 29, 1998 - September 16, 1998

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/8/2009)
RR
Florida
(9/11/2009)
RR
Illinois
(9/8/2009)
RR
Indiana
(9/8/2009)
RR
Massachusetts
(9/10/2014)
RR
Michigan
(9/8/2009)
IAR
Michigan
(11/17/2010)
RR
Nevada
(11/10/2020)
RR
New York
(10/7/2014)
RR
Ohio
(11/12/2020)
RR
Pennsylvania
(9/8/2009)
RR
Utah
(4/30/2025)
RR
Washington
(9/10/2014)

Exams


State Security Law Exam
RR
Series 63
Date: 1/7/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


C&
COOK & ASSOCIATES
COOK & ASSOCIATES | COOK, MATTHEW PAUL

CRD#: 154829 / SEC#:

Michigan
Registered Investment Advisory firm - (11/17/2010 Approved)
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Contact information


Main Address
2050 Livernois Rd Suite B, Troy, MI 48083
Mailing Address
Phone number
(248) 530-4555
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts90
AUM (Assets Under Management)$ 56,644,626

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COOK & ASSOCIATES

CRD#: 154829Troy, MI 48083

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