James P. Richter

TELOS ASSET MANAGEMENT COMPANY

ELGIN, IL 60123

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CRD#: 3092566

Professional summary

James Patrick Richter, CFP®, who also goes by Jim Richter, is a registered financial advisor currently at TELOS ASSET MANAGEMENT COMPANY located in Elgin, Illinois.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James has worked at 8 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Richter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Monotelo Advisors~'NIR'~2205 Point Boulevard~Suite 175~Elgin~IL~60123~Tax Preparation/Accounting~Owner/Sole Proprieter~3/2015~160hrs~160hrs~Accounting, Bookkeeping, Tax Preparation, Tax Consulting and Payroll~~ Rental Property'DBA'21:5 Holdings, LLC~'NIR'~40W536 Atchison Drive~~Hampshire~IL~60140~Rental Property Owner/Management~Owner/Sole Proprieter~9/2015~1hrs~1hrs~Pay bills and manage books

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Richter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

June 5, 2024 - Present

TELOS ASSET MANAGEMENT COMPANY

Office #1: 2250 Point Boulevard Suite 210, Elgin, IL 60123

RIA

CRD#: 287495

ELGIN, IL

Past

March 29, 2017 - December 31, 2023

TELOS ASSET MANAGEMENT COMPANY

RIA

CRD#: 287495

ELGIN, IL

Past

July 29, 2015 - March 10, 2017

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

ELGIN, IL

Past

July 29, 2015 - March 10, 2017

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Elgin, IL

Past

August 17, 2011 - January 26, 2015

PT ASSET MANAGEMENT, LLC

RIA

CRD#: 107619

CHICAGO, IL

Past

January 30, 2008 - February 19, 2015

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

CRD#: 36155

CHICAGO, IL

Past

July 26, 2006 - September 27, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

ELGIN, IL

Past

July 26, 2006 - September 27, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

ELGIN, IL

Past

March 15, 2005 - May 31, 2006

COUNTRYWIDE SECURITIES CORPORATION

CRD#: 10598

GENEVA, IL

Past

February 17, 2004 - March 14, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

HAMPSHIRE, IL

Past

February 9, 2004 - March 14, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

April 1, 2003 - July 24, 2003

PT ASSET MANAGEMENT, LLC

RIA

CRD#: 107619

CHICAGO, IL

Past

August 21, 1998 - July 24, 2003

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

CRD#: 36155

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/26/2014

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/18/1998

General Securities Representative Examination

Current Firm

TELOS ASSET MANAGEMENT COMPANY

CRD#: 287495 / SEC#:

Illinois

Registered Investment Advisory firm - (6/5/2024 Approved)

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Contact information

Main Address

2250 Point Boulevard Suite 210, Elgin, IL 60123

Mailing Address

Phone number

(847) 923-9015

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 22,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James P. Richter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Richter's CRS (Customer Relationship Summary).

Certified licenses

Experience

TELOS ASSET MANAGEMENT COMPANY

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

PT ASSET MANAGEMENT, LLC

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

COUNTRYWIDE SECURITIES CORPORATION

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

PT ASSET MANAGEMENT, LLC

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/1998

SIE

Date: 3/10/2017

Series 3

Date: 2/26/2014

Series 7

Date: 8/18/1998

Current Firm

TELOS ASSET MANAGEMENT COMPANY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TELOS ASSET MANAGEMENT COMPANY

TRUST BUT VERIFY

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