Christopher W. Rowen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher William Rowen was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 5 firms and has passed the Series 65, Series 63, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2013 - May 16, 2016
PERSIUM ADVISORS, LLC
July 28, 2008 - February 26, 2013
VRA PARTNERS, LLC
July 25, 2006 - July 16, 2008
SOLEIL SECURITIES CORPORATION
July 27, 2001 - March 31, 2006
TRUIST SECURITIES, INC.
December 7, 1998 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
Primary Firm SEC Registration
PERSIUM ADVISORS, LLC
CRD#: 128335 / SEC#: 801-71127
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSIUM ADVISORS, LLC
CRD#: 128335 / SEC#: 801-71127
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 421 |
| AUM (Assets Under Management) | $ 456,271,837 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/16/2025 | ||
| 08/06/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
