Lloyd C. Noland

BROWN ADVISORY

Charlottesville, VA 22902

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CRD#: 3092320

Professional summary

Lloyd Christopher Noland is a registered financial advisor currently at BROWN ADVISORY located in Charlottesville, Virginia.

Lloyd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lloyd has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lloyd Christopher Noland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2019 - Present

BROWN ADVISORY

Office #1: 410 East Water Street Suite 400a, Charlottesville, VA 22902

RIA

CRD#: 106375

Charlottesville, VA

Past

December 31, 2018 - June 6, 2019

BROWN ADVISORY

RIA

CRD#: 110181

Charlottesville, VA

Past

December 22, 2011 - December 31, 2018

BROWN ADVISORY

RIA

CRD#: 106375

Charlottesville, VA

Past

December 7, 2000 - July 8, 2002

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Past

March 17, 2000 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROWN ADVISORY

BROWN ADVISORY | SIGNATURE FINANCIAL MANAGEMENT INC | SIGNATURE FAMILY WEALTH ADVISORS | SIGNATURE

CRD#: 106375 / SEC#: 801-47290

RIA

Registered Investment Advisory firm - (9/6/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/2000

General Securities Representative Examination

Current Firm

BROWN ADVISORY

BROWN ADVISORY | SIGNATURE FINANCIAL MANAGEMENT INC | SIGNATURE FAMILY WEALTH ADVISORS | SIGNATURE

CRD#: 106375 / SEC#: 801-47290

RIA

Registered Investment Advisory firm - (9/6/1994 Approved)

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Contact information

Main Address

101 W. Main Street Suite 700, Norfolk, VA 23510-1676

Mailing Address

Phone number

(757) 625-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIGNATURE FINANCIAL MANAGEMENT, INC. ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,744
AUM (Assets Under Management)	$ 7,319,916,211

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/21/2025	Cover Page	Report
10/28/2024	Cover Page	Report
01/24/2024	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lloyd C. Noland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lloyd Christopher Noland's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN ADVISORY

BROWN ADVISORY

SANFORD C. BERNSTEIN & CO., LLC

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

BROWN ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2011

Series 63

Date: 4/6/2000

Series 7

Date: 3/16/2000

Current Firm

BROWN ADVISORY

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BROWN ADVISORY

TRUST BUT VERIFY

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