Rebecca D. Green

SPRINGBOARD ASSET MANAGEMENT LLC

Cheshire, CT 06410

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CRD#: 3092319

Professional summary

Rebecca Dewey Green, CFP®, who also goes by Rebecca Dewey Phillips, is a registered financial advisor currently at SPRINGBOARD ASSET MANAGEMENT LLC located in Cheshire, Connecticut.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Rebecca has worked at 11 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rebecca Dewey Phillips

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Dewey Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

September 26, 2011 - Present

SPRINGBOARD ASSET MANAGEMENT LLC

Office #1: 355 Highland Avenue Suite 201, Cheshire, CT 06410

RIA

CRD#: 154862

Cheshire, CT

Past

February 2, 2009 - September 19, 2011

ASSET STRATEGIES, INC.

RIA

CRD#: 119661

AVON, CT

Past

November 28, 2006 - September 13, 2007

TD AMERITRADE, INC.

RIA

CRD#: 7870

WEST HARTFORD, CT

Past

November 28, 2006 - September 13, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

WEST HARTFORD, CT

Past

November 28, 2006 - September 13, 2007

TD AMERITRADE, INC.

CRD#: 7870

WEST HARTFORD, CT

Past

July 19, 2006 - November 9, 2006

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

CHESTER, CT

Past

July 17, 2006 - November 9, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

CHESTER, CT

Past

December 11, 2003 - July 10, 2006

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NEW HAVEN, CT

Past

August 19, 2003 - July 10, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEW HAVEN, CT

Past

July 11, 2002 - July 3, 2003

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

July 11, 2002 - August 8, 2003

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

March 25, 1999 - March 1, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPRINGBOARD ASSET MANAGEMENT LLC

CRD#: 154862 / SEC#: 801-122972

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

Connecticut

Registered Investment Advisory firm - (1/21/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/26/2011)

IAR

New Hampshire
(5/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/28/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/24/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/2003

General Securities Principal Examination

Current Firm

SPRINGBOARD ASSET MANAGEMENT LLC

CRD#: 154862 / SEC#: 801-122972

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

Connecticut

Registered Investment Advisory firm - (1/21/2022 Terminated)

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Contact information

Main Address

355 Highland Avenue Suite 201, Cheshire, CT 06410

Mailing Address

Phone number

(203) 651-7110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	351
AUM (Assets Under Management)	$ 118,916,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rebecca D. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Dewey Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET STRATEGIES, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CAPITAL BROKERAGE CORPORATION

CETERA FINANCIAL SPECIALISTS LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

SPRINGBOARD ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2003

Series 63

Date: 4/28/1999

Series 7

Date: 3/24/1999

Series 24

Date: 1/28/2003

Current Firm

SPRINGBOARD ASSET MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPRINGBOARD ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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