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DR

David A. Ring

HAMILTON GRANT LLC
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 3092318
DR

Professional summary


David Alexander Ring is a registered financial professional currently at HAMILTON GRANT LLC located in Los Angeles, California.

David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Alexander Ring's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 1, 2023 - Present

HAMILTON GRANT LLC

Office #1: 2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067
BD
CRD#: 166180
Los Angeles, CA
Past

October 20, 1998 - July 13, 2000

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/5/2024)
RR
California
(1/13/2023)
RR
Georgia
(7/7/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 1/13/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/27/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/9/1998
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HG
HAMILTON GRANT LLC
HAMILTON GRANT LLC

CRD#: 166180 / SEC#: , 8-69192

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
26963 Alsace Drive, Calabasas, CA 91302
Mailing Address
26963 Alsace Drive, Calabasas, CA 91302
Phone number
(310) 697-5259
Established
Delaware since 03/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
XEEN, LLCMEMBER
KEBETS, VADIMMEMBER6141170
KOCHAVI, DORONMEMBER1011155
KUO, ANDREW CMEMBER4415637
LEE, BONNY SYMEMBER2486522
O'CONNELL, THOMAS MICHAELMEMBER2529442
REA, WENDY AUSTINMEMBER724857
VIKHLYAEV, ALEXANDERMEMBER; MEMBER BOARD OF MANAGERS7278312
BIZUB, DONALD MICHAELCEO1600090
COLLETT, DAVID WENDALLVP, CFO2352407
KAISER, BRADLEY CLIFFORDCCO2523397
MORRIS, JOHN MCHAIRMAN, BOARD OF MANAGERS1655987

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAMILTON GRANT LLC

CRD#: 166180Los Angeles, CA 90067

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