Daniel R. Casella

USI ADVISORS

Glastonbury, CT 06033

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CRD#: 3092169

Professional summary

Daniel Robert Casella, who also goes by Daniel R Casella, is a registered financial advisor currently at USI ADVISORS located in Glastonbury, Connecticut and USI SECURITIES, INC. located in Glastonbury, Connecticut.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel R Casella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner, DanBob Enterprises, LLC 30 N. Gould St Suite R Sheridan, WY 82801 established May 22, 2023 ecommerce business, not investment-related responsible for sourcing products, creating listings and managing suppliers -approximately 10-20 hours a month generally outside of securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Casella's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2024 - Present

USI ADVISORS

Office #1: 95 Glastonbury Blvd Suite 102, Glastonbury, CT 06033

RIA

CRD#: 108113

Glastonbury, CT

Current

February 16, 2024 - Present

USI SECURITIES, INC.

Office #1: 95 Glastonbury Blvd Suite 102, Glastonbury, CT 06033

RIA

CRD#: 43793

Glastonbury, CT

Past

November 2, 2018 - August 2, 2022

TRIAD ADVISORS LLC

CRD#: 25803

White Plains, NY

Past

September 21, 2018 - August 2, 2022

ONEDIGITAL

RIA

CRD#: 106766

White Plains, NY

Past

November 30, 2010 - November 7, 2018

LPL FINANCIAL LLC

CRD#: 6413

WHITE PLAINS, NY

Past

November 24, 2010 - November 1, 2018

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

White Plains, NY

Past

July 1, 2010 - December 1, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

WHITE PLAINS, NY

Past

June 14, 2010 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

WHITE PLAINS, NY

Past

July 26, 2007 - June 18, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WHITE PLAINS, NY

Past

January 11, 2007 - June 27, 2007

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

WHITE PLAINS, NY

Past

July 24, 2002 - December 31, 2006

GBS RETIREMENT SERVICES, INC.

CRD#: 34889

ROLLING MEADOWS, IL

Past

November 5, 1998 - December 31, 1998

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/16/2024)

IAR

Connecticut
(2/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/23/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/8/2005

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel R. Casella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Casella's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

TRIAD ADVISORS LLC

ONEDIGITAL

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

UBS FINANCIAL SERVICES INC.

KESTRA INVESTMENT SERVICES, LLC

GBS RETIREMENT SERVICES, INC.

CADARET, GRANT & CO., INC.

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2007

Series 63

Date: 7/23/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2007

Series 6

Date: 7/23/2002

Series 26

Date: 9/8/2005

FINRA

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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