Brian L. Dietz

PORTLAND FINANCIAL PLANNING GROUP

PORTLAND, ME 04101

Some features on this profile are disabled

CRD#: 3092139

Professional summary

Brian Luther Dietz, CFP®, who also goes by Brian L Dietz, is a registered financial advisor currently at PORTLAND FINANCIAL PLANNING GROUP located in Portland, Maine.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian L Dietz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Luther Dietz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

December 11, 2002 - Present

PORTLAND FINANCIAL PLANNING GROUP

Office #1: 511 Congress Street, Suite 804, Portland, ME 04101

RIA

CRD#: 116168

PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(12/11/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/2/1998

Uniform Securities Agent State Law Examination

Current Firm

PORTLAND FINANCIAL PLANNING GROUP

PORTLAND FINANCIAL PLANNING GROUP | PORTLAND FINANCIAL PLANNING GROUP, LLC

CRD#: 116168 / SEC#:

Maine

Registered Investment Advisory firm - (10/21/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

511 Congress Street Suite 804, Portland, ME 04101

Mailing Address

Phone number

(207) 771-8821

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 71,239,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Diana London

PFS INVESTMENTS INC.

IAR

Windham, ME

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian L. Dietz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Luther Dietz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTLAND FINANCIAL PLANNING GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/1998

Current Firm

PORTLAND FINANCIAL PLANNING GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTLAND FINANCIAL PLANNING GROUP

TRUST BUT VERIFY

Similar Advisors