Poppy S. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Poppy Sarah Davis, who also goes by Poppy Sarah Crittenden, Poppy Sarah Morehouse, was a registered financial professional .
Poppy is a previously registered financial professional and started their career in finance in 1998. Poppy had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2007 - March 14, 2013
USAA FINANCIAL PLANNING SERVICES
March 15, 2007 - March 14, 2013
USAA FINANCIAL ADVISORS, INC.
January 15, 2002 - March 15, 2007
USAA INVESTMENT SERVICES COMPANY
January 5, 2002 - March 15, 2007
USAA INVESTMENT SERVICES COMPANY
August 5, 1998 - June 18, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
