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SA

Steven D. Aycock

AUSTIN MONEY MANAGEMENT
Austin, TX 78756
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CRD#: 3092096
SA

Professional summary


Steven Douglas Aycock, CFP® is a registered financial advisor currently at AUSTIN MONEY MANAGEMENT CORPORATION located in Austin, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Steven has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT THROUGH AYCOCK FINANICAL GROUP SELLING DENTAL AND GROUP DISABILITY INCOME,DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE 1 WEEKDAY HOUR ONLY SINCE 7/2007 Name: NBC Sports - Golf Channel | Not Investment Related | Mailing Address: 30 Rockefeller Plaza, New York, NY 10112 - Location: Various onsite Golf Courses | Nature: Analyst | Position: Analyst | Title: Analyst | Start Date: 02/08/2024 | Approximate Hours per Month: 24 | Approximate Hours During Market Hours: 12 Hours per Month | Duties: Scoring, Commentary, Assist Production Team

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Steven Douglas Aycock's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

February 13, 2020 - Present

AUSTIN MONEY MANAGEMENT CORPORATION

Office #1: 3907 Medical Parkway Suite 101, Austin, TX 78756
RIA
CRD#: 302038
Austin, TX
Past

March 25, 2017 - January 27, 2020

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
AUSTIN, TX
Past

March 25, 2017 - January 27, 2020

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
AUSTIN, TX
Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
AUSTIN, TX
Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
AUSTIN, TX
Past

August 12, 1998 - January 2, 2015

NEW ENGLAND SECURITIES

RIA
CRD#: 615
AUSTIN, TX
Past

August 10, 1998 - January 2, 2015

NEW ENGLAND SECURITIES

BD
CRD#: 615
AUSTIN, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AM
AUSTIN MONEY MANAGEMENT CORPORATION
AUSTIN MONEY MANAGEMENT CORPORATION

CRD#: 302038 / SEC#: 801-118056

RIA
Registered Investment Advisory firm - (2/7/2020 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/13/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 7/28/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AM
AUSTIN MONEY MANAGEMENT CORPORATION
AUSTIN MONEY MANAGEMENT CORPORATION

CRD#: 302038 / SEC#: 801-118056

RIA
Registered Investment Advisory firm - (2/7/2020 Approved)
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Contact information


Main Address
3907 Medical Parkway Suite 101, Austin, TX 78756
Mailing Address
Phone number
(512) 607-5008
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (2 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AUSTIN MONEY MANAGEMENT CORPORATION BROCHURE (4/29/2025)

Regulatory assets under management


Total Number of Accounts85
AUM (Assets Under Management)$ 247,375,337

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AUSTIN MONEY MANAGEMENT CORPORATION

CRD#: 302038Austin, TX 78756

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