Steven D. Aycock

AUSTIN MONEY MANAGEMENT

AUSTIN, TX 78756

CRD#: 3092096

Some features on this profile are disabled

Professional summary

Steven Douglas Aycock, CFP® is a registered financial advisor currently at AUSTIN MONEY MANAGEMENT CORPORATION located in Austin, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Steven has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Douglas Aycock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 13, 2020 - Present

AUSTIN MONEY MANAGEMENT CORPORATION

Office #1: 3907 Medical Parkway Suite 101, Austin, TX 78756

RIA

CRD#: 302038

AUSTIN, TX

Past

March 25, 2017 - January 27, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

AUSTIN, TX

Past

March 25, 2017 - January 27, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

AUSTIN, TX

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

AUSTIN, TX

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

AUSTIN, TX

Past

August 12, 1998 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

AUSTIN, TX

Past

August 10, 1998 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUSTIN MONEY MANAGEMENT CORPORATION

CRD#: 302038 / SEC#: 801-118056

RIA

Registered Investment Advisory firm - (2/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/24/1998

General Securities Representative Examination

Current Firm

AUSTIN MONEY MANAGEMENT CORPORATION

CRD#: 302038 / SEC#: 801-118056

RIA

Registered Investment Advisory firm - (2/7/2020 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3907 Medical Parkway Suite 101, Austin, TX 78756

Mailing Address

Phone number

(512) 607-5008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AUSTIN MONEY MANAGEMENT CORPORATION BROCHURE (2/18/2026)

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 296,058,749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

AUSTIN, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

AUSTIN, TX

James Rushing

VOYA FINANCIAL ADVISORS, INC.

IAR

AUSTIN, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven D. Aycock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Douglas Aycock's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

AUSTIN MONEY MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/24/1998

Current Firm

AUSTIN MONEY MANAGEMENT CORPORATION

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUSTIN MONEY MANAGEMENT CORPORATION

TRUST BUT VERIFY

Similar Advisors