Rino Schena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rino Schena was a registered financial professional .
Rino is a previously registered financial professional and started their career in finance in 1998. Rino had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2020 - December 31, 2023
THE LEADERS GROUP, INC.
June 26, 2012 - May 29, 2015
RBC CAPITAL MARKETS, LLC
June 18, 2012 - May 29, 2015
RBC CAPITAL MARKETS, LLC
December 23, 2010 - June 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2010 - June 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 2009 - September 23, 2010
J.P. MORGAN SECURITIES LLC
November 10, 2005 - November 17, 2008
UBS INTERNATIONAL INC.
January 1, 1999 - April 7, 2004
GPC SECURITIES, INC.
August 3, 1998 - January 1, 1999
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
