Cesar R. Perez
Professional summary
Cesar Roel Perez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cesar is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Cesar had worked at 5 firms, which includes IFMG SECURITIES INC., WELLS FARGO BROKERAGE SERVICES L.L.C., WELLS FARGO INVESTMENTS LLC, CHASE INVESTMENT SERVICES CORP., J.P. MORGAN SECURITIES OF TEXAS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2002 - August 8, 2003
IFMG SECURITIES, INC.
March 21, 2001 - August 8, 2003
IFMG SECURITIES, INC.
December 15, 2000 - March 14, 2001
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - March 14, 2001
WELLS FARGO INVESTMENTS, LLC
May 5, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
March 1, 1999 - June 5, 2000
CHASE INVESTMENT SERVICES CORP.
August 24, 1998 - March 1, 1999
J.P. MORGAN SECURITIES OF TEXAS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFMG SECURITIES, INC.
CRD#: 14416 / SEC#: , 8-30670
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
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