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Rodney L. Watkins

TACTIVE ADVISORS
SARASOTA, FL 34236
Some features on this profile are disabled
CRD#: 3091936
RW

Professional summary

Rodney L. Watkins JR., who also goes by Rodney Larry Watkins Jr, Rodney Larry Watkins Jr., Rodney Larry Watkins, is a registered financial advisor currently at TACTIVE ADVISORS, LLC located in Sarasota, Florida.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Rodney has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rodney Larry Watkins Jr | Rodney Larry Watkins Jr. | Rodney Larry Watkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney L. Watkins JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2025 - Present

TACTIVE ADVISORS, LLC

Office #1: 1990 Main Street Suite 750, Sarasota, FL 34236
RIA
CRD#: 309311
SARASOTA, FL
Past

August 11, 2014 - September 17, 2025

WATKINS AND ASSOCIATES INVESTMENT SERVICES, LLC

RIA
CRD#: 171624
TULSA, OK
Past

October 21, 2013 - October 21, 2013

SOUTHEAST INVESTMENTS, N.C., INC.

RIA
CRD#: 43035
Tulsa, OK
Past

February 24, 2012 - July 24, 2017

SOUTHEAST INVESTMENTS, N.C., INC.

BD
CRD#: 43035
CHARLOTTE, NC
Past

January 23, 2012 - February 27, 2012

CONCERT WEALTH MANAGEMENT

RIA
CRD#: 141253
TULSA, OK
Past

October 24, 2011 - November 25, 2011

INVESTACORP ADVISORY SERVICES INC

RIA
CRD#: 109011
TULSA, OK
Past

October 24, 2011 - November 25, 2011

INVESTACORP, INC.

BD
CRD#: 7684
TULSA, OK
Past

April 2, 2009 - May 5, 2011

SECURITIES AMERICA, INC.

BD
CRD#: 10205
TULSA, OK
Past

March 6, 2009 - October 26, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
TULSA, OK
Past

March 6, 2009 - October 26, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
TULSA, OK
Past

January 22, 1999 - March 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
TULSA, OK
Past

December 18, 1998 - March 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
TULSA, OK
Past

August 7, 1998 - November 20, 1998

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TACTIVE ADVISORS, LLC
LCM CAPITAL ADVISORS | TACTIVE WEALTH, INC | TACTIVE ADVISORS, LLC | TACTIVE | STRATEGY MARKETPLACE LLC | ROTH STREET FINANCIAL

CRD#: 309311 / SEC#: 801-119680

RIA
Registered Investment Advisory firm - (10/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(4/21/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/5/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/20/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/6/1998
General Securities Representative Examination

Current Firm

TA
TACTIVE ADVISORS, LLC
LCM CAPITAL ADVISORS | TACTIVE WEALTH, INC | TACTIVE ADVISORS, LLC | TACTIVE | STRATEGY MARKETPLACE LLC | ROTH STREET FINANCIAL

CRD#: 309311 / SEC#: 801-119680

RIA
Registered Investment Advisory firm - (10/23/2020 Approved)
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Contact information

Main Address
1990 Main Street Suite 750, Sarasota, FL 34236
Mailing Address
Phone number
(855) 282-2848
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TACTIVE ADVISORS, LLC - ADV PART 2 (7/8/2025)

Regulatory assets under management

Total Number of Accounts2,671
AUM (Assets Under Management)$ 456,874,649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TACTIVE ADVISORS, LLC

CRD#: 309311Sarasota, FL 34236

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