JG
Jason M. Giordano
GUARDIAN ASSET ADVISORS
MECHANICSBURG, PA
Some features on this profile are disabled
CRD#: 3091792
JG
Professional summary
Jason Moore Giordano is a registered financial advisor currently at GUARDIAN ASSET ADVISORS, LLC located in Mechanicsburg, Pennsylvania and OSAIC WEALTH, INC. located in Mechanicsburg, Pennsylvania.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GUARDIAN ASSET ADVISORS, LLC- IRIA-INVESTMENT ADVISORY-INVESTMENT RELATED- START DATE: 10/2017- LOCATED AT 6321 CREEKBEND DR, MECHANICSBURG, PA 17050 2. INSURANCE SALES-AGENT-INVESTMENT RELATED-START DATE: 10/2017 LOCATED AT 6321 CREEKBEND DR, MECHANICSBURG, PA 17050 3. Sentinel Integrated Planning -DBA https://www.sentinelintegratedplanning.com/ 4. SENTINEL BUSINESS PLANNING POSITION: supporting CPA's and Business Owner's NATURE: We are Team Based Model Consultants with an FMO (Elite Resource Team). We help CPA's deliver more value to their clients by helping them become more proactive and holistic. This includes helping CPA's communicate more effectively with their current clients to determine areas the client desires service and consultation. We facilitate the CPA to position themselves as a tax and business consultant. This results in better client service, improved client retention, increased revenue, and better time management for the CPA. We help reduce the risk that comes from referring clients to third parties, and expand their "brain trust" by working with some of the country's best specialists. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 03/09/2018 ADDRESS: 6321 CREEKBEND DR, MECHANICSBURG, PA 17050 DESCRIPTION: Helping CPA's bring more holistic and comprehensive planning to their clients. Some of the services to facilitate this planning could include, Fixed Insurance (Approved OBA on file), Business Exit Planning, Captive Insurance, Cost Remediation, Cost Segregation, Multiple Entity Planning, Key Man Insurance, Asset Protection, Charitable LLC's, Social Security Planning and Estate Planning. Most of these services are provided by outside experts (not employed by this OBA). Investment and Retirement Planning services could also be provided, of course all securities business would be placed through our approved DBA Sentinel Integrated Planning (Securities America). Some non-security fees may be shared between outside experts, CPA's, and our selves. ADDED 10/18/18 - We would like to provide assistance to business owners and their CPA's with business planning. Assist in determining goals and Key Performance Indicators (KPI's) and ensure accountability to the plan. Help implement a process and strategy to try and attain business owners' goals. Engage business owner client and CPA in ongoing coaching. Assist in educating CPA and business owner about exit and succession planning (usually provided by our exit planning specialist). Help and assist business owner thru planning, and outside subject matter experts (usually including clients CPA), to enhance efficient tax planning and increase personal wealth of client. Assist business continuity thru risk planning (un-foreseen event(s), such as death, divorce, disability, etc.). Assist in "life after exiting" plan for financial transition to retirement. (All retirement planning will be conducted thru previously approved outside RIA Guardian Asset Advisors)
CRS (Client Relationship Summary) - RIA
Click below to view Jason Moore Giordano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2017 - Present
GUARDIAN ASSET ADVISORS, LLC
RIA
CRD#: 144958
MECHANICSBURG, PA
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
RIA
BD
CRD#: 23131
MECHANICSBURG, PA
Past
October 9, 2017 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MECHANICSBURG, PA
Past
January 31, 2012 - October 11, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
MECHANICSBURG, PA
Past
January 30, 2012 - October 11, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
MECHANICSBURG, PA
Past
November 4, 2002 - February 7, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
MECHANICSBURG, PA
Past
August 26, 1998 - November 5, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GUARDIAN ASSET ADVISORS, LLC
GUARDIAN ASSET ADVISORS LLC | SENTINEL INTEGRATED PLANNING | SECURITIES AMERICA | MARRAZZO & ASSOCIATES FINANCIAL GROUP | GUARDIAN ASSET ADVISORS, LLC
CRD#: 144958 / SEC#: 801-120536
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Florida
Registered Investment Advisory firm - (3/31/2021 Terminated)Maryland
Registered Investment Advisory firm - (3/31/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
Florida(6/14/2024)
RR
Illinois(6/14/2024)
IAR
Pennsylvania(10/13/2017)
RR
Pennsylvania(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GUARDIAN ASSET ADVISORS, LLC
GUARDIAN ASSET ADVISORS LLC | SENTINEL INTEGRATED PLANNING | SECURITIES AMERICA | MARRAZZO & ASSOCIATES FINANCIAL GROUP | GUARDIAN ASSET ADVISORS, LLC
CRD#: 144958 / SEC#: 801-120536
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Florida
Registered Investment Advisory firm - (3/31/2021 Terminated)Maryland
Registered Investment Advisory firm - (3/31/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5000 Ritter Rd Suite 202, Mechanicsburg, PA 17055
Mailing Address
Phone number
(717) 691-3003
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,322 |
| AUM (Assets Under Management) | $ 245,593,025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
