Andrew J. Arnold

M3SIXTY CAPITAL

Downers Grove, IL

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CRD#: 3091716

Professional summary

Andrew Joseph Arnold, who also goes by Andrew Jospeh Arnold, Andy Arnold, Andrew Joseph Arnold, Andrew Arnold, is a registered financial advisor currently at M3SIXTY CAPITAL, LLC located in Downers Grove, Illinois and MATRIX 360 DISTRIBUTORS, LLC located in Fairway, Kansas.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Jospeh Arnold | Andy Arnold | Andrew Joseph Arnold | Andrew Arnold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

M3Sixty Capital, LLC - RIA - 02/2024 - Regional Director / Wholesaler - Investment Related = Y

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Arnold's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2024 - Present

M3SIXTY CAPITAL, LLC

RIA

CRD#: 323764

Downers Grove, IL

Current

February 15, 2024 - Present

MATRIX 360 DISTRIBUTORS, LLC

Office #1: 4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205

CRD#: 159715

Fairway, KS

Past

July 26, 2021 - March 8, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

MERRIMACK, NH

Past

July 21, 2021 - March 4, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Past

May 10, 2018 - August 20, 2019

RAYMOND JAMES INVESTMENT MANAGEMENT

RIA

CRD#: 174904

Chicago, IL

Past

November 20, 2017 - August 21, 2019

CARILLON FUND DISTRIBUTORS, INC.

CRD#: 139749

ST. PETERSBURG, FL

Past

February 11, 2010 - November 21, 2017

DISTRIBUTION SERVICES, LLC

CRD#: 25938

PORTLAND, ME

Past

June 4, 2009 - June 4, 2009

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

CHICAGO, IL

Past

June 4, 2009 - November 21, 2017

SCOUT INVESTMENTS, INC.

RIA

CRD#: 111787

Chicago, IL

Past

January 23, 2008 - February 18, 2010

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

July 24, 2003 - January 10, 2008

GOLDMAN SACHS ASSET MANAGEMENT, L.P.

RIA

CRD#: 107738

NEW YORK, NY

Past

August 30, 2002 - July 10, 2007

GOLDMAN SACHS & CO. LLC

RIA

CRD#: 361

CHICAGO, IL

Past

April 5, 2002 - July 10, 2007

GOLDMAN SACHS & CO. LLC

CRD#: 361

CHICAGO, IL

Past

August 24, 1998 - September 12, 2001

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M3SIXTY CAPITAL, LLC

M3SIXTY CAPITAL, LLC | MATRIX 360 ADVISOR, LLC

CRD#: 323764 / SEC#: 801-128124

RIA

Registered Investment Advisory firm - (6/8/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(2/8/2024)

Illinois
(2/15/2024)

Kansas
(2/15/2024)

Missouri
(5/1/2025)

South Dakota
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/23/1998

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 8/21/1998

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

M3SIXTY CAPITAL, LLC

M3SIXTY CAPITAL, LLC | MATRIX 360 ADVISOR, LLC

CRD#: 323764 / SEC#: 801-128124

RIA

Registered Investment Advisory firm - (6/8/2023 Approved)

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Contact information

Main Address

4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205

Mailing Address

Phone number

(816) 817-3267

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 26,756,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Arnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Arnold's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATRIX 360 DISTRIBUTORS, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

RAYMOND JAMES INVESTMENT MANAGEMENT

CARILLON FUND DISTRIBUTORS, INC.

DISTRIBUTION SERVICES, LLC

UMB FINANCIAL SERVICES, INC.

SCOUT INVESTMENTS, INC.

UMB FINANCIAL SERVICES, INC.

GOLDMAN SACHS ASSET MANAGEMENT, L.P.

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS & CO. LLC

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

M3SIXTY CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2001

Series 63

Date: 8/28/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/23/1998

Series 52

Date: 8/21/1998

FINRA

Current Firm

M3SIXTY CAPITAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

M3SIXTY CAPITAL, LLC

TRUST BUT VERIFY

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