Gregory P. Mulbury

OAK CREST ADVISORY

Rochester, NY 14625

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CRD#: 3091590

Professional summary

Gregory Peter Mulbury, AIF®, who also goes by Greg Peter Mulbury, is a registered financial advisor currently at OAK CREST ADVISORY, LLC located in Rochester, New York.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gregory has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Peter Mulbury

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Peter Mulbury's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 20, 2021 - Present

OAK CREST ADVISORY, LLC

Office #1: 160 Linden Oaks, Rochester, NY 14625

RIA

CRD#: 304255

Rochester, NY

Past

March 3, 2018 - December 5, 2018

LEIGH BALDWIN & CO., LLC

CRD#: 38751

ROCHESTER, NY

Past

April 13, 2015 - May 9, 2016

LPL FINANCIAL LLC

CRD#: 6413

PITTSFORD, NY

Past

June 1, 2011 - February 27, 2014

TOPEKA CAPITAL MARKETS INC.

CRD#: 154133

NEW YORK, NY

Past

March 22, 2010 - June 2, 2011

MKM PARTNERS LLC

CRD#: 114666

STAMFORD, CT

Past

July 17, 2008 - May 11, 2010

PALI CAPITAL, INC.

CRD#: 117783

NEW YORK, NY

Past

August 8, 2007 - July 2, 2008

THINKEQUITY LLC

CRD#: 44274

NEW YORK, NY

Past

November 11, 2005 - June 29, 2007

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

June 30, 2003 - August 8, 2003

BEAR WAGNER SPECIALISTS LLC

CRD#: 32691

NEW YORK, NY

Past

April 16, 2000 - June 10, 2002

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

August 6, 1998 - April 28, 2000

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAK CREST ADVISORY, LLC

CRD#: 304255 / SEC#: 801-123423

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

New York

Registered Investment Advisory firm - (9/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (9/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/19/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/11/2013

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/5/1998

General Securities Representative Examination

Current Firm

OAK CREST ADVISORY, LLC

CRD#: 304255 / SEC#: 801-123423

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

New York

Registered Investment Advisory firm - (9/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (9/12/2022 Terminated)

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Contact information

Main Address

160 Linden Oaks, Rochester, NY 14625

Mailing Address

Phone number

(585) 507-1681

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 69,965,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory P. Mulbury

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Peter Mulbury's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

LPL FINANCIAL LLC

TOPEKA CAPITAL MARKETS INC.

MKM PARTNERS LLC

PALI CAPITAL, INC.

THINKEQUITY LLC

JEFFERIES LLC

BEAR WAGNER SPECIALISTS LLC

JEFFERIES LLC

GLEACHER & COMPANY SECURITIES, INC.

Primary Firm SEC Registration

OAK CREST ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/19/2019

Series 63

Date: 11/5/2005

SIE

Date: 10/1/2018

Series 55

Date: 2/11/2013

Series 7

Date: 8/5/1998

Current Firm

OAK CREST ADVISORY, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAK CREST ADVISORY, LLC

TRUST BUT VERIFY

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