David Hirsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Hirsch, who also goes by David K Hirsch, David Kenneth Hirsch, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2014 - March 29, 2018
KOVACK SECURITIES INC.
November 4, 2009 - November 6, 2014
AVANTAX INVESTMENT SERVICES, INC.
July 21, 2009 - October 12, 2009
GUNNALLEN FINANCIAL, INC
June 12, 2009 - October 12, 2009
GUNNALLEN FINANCIAL, INC
March 7, 2007 - June 4, 2008
OSAIC SERVICES, INC.
October 31, 2005 - October 24, 2006
OSAIC SERVICES, INC.
October 31, 2005 - October 24, 2006
OSAIC SERVICES, INC.
October 7, 1998 - October 31, 2005
SENTRA SECURITIES CORPORATION
October 2, 1998 - October 31, 2005
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
