John B. Licata
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Benjamin Licata was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 8 firms and has passed the Series 7, Series 1, Series 53, Series 4, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1996 - December 31, 2020
SONOMA SECURITIES CORPORATION
October 14, 1983 - December 31, 1995
SONOMA SECURITIES CORPORATION
January 21, 1981 - December 7, 1983
WALDRON & CO., INC.
April 11, 1978 - November 10, 1980
BIRR, WILSON & CO., INC.
October 4, 1977 - March 25, 1978
SHUMAN, AGNEW & CO., INC.
January 28, 1977 - August 16, 1977
SHUMAN, AGNEW & CO., INC.
September 25, 1975 - January 7, 1977
DEAN WITTER & CO. INCORPORATED
November 23, 1970 - April 3, 1971
WELDON SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/20/1959
Registered Representative ExaminationCurrent Firm
SONOMA SECURITIES CORPORATION
CRD#: 136777 / SEC#:
Contact information
Red Flags
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