Eric S. Hollifield
Professional summary
Eric Shea Hollifield was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Eric had worked at 7 firms, which includes HAMILTON INVESTMENT COUNSEL LLC, LPL FINANCIAL LLC, STONEX ADVISORS INC., INTL ADVISORY CONSULTANTS INC., STONEX SECURITIES INC., AMERIPRISE ADVISOR SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2016 - September 24, 2021
HAMILTON INVESTMENT COUNSEL, LLC
October 14, 2016 - September 10, 2021
LPL FINANCIAL LLC
June 30, 2016 - November 11, 2016
STONEX ADVISORS INC.
October 10, 2008 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
September 19, 2008 - November 11, 2016
STONEX SECURITIES INC.
October 21, 2003 - September 23, 2008
AMERIPRISE ADVISOR SERVICES, INC.
October 10, 2003 - September 23, 2008
AMERIPRISE ADVISOR SERVICES, INC.
September 11, 1998 - October 14, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HAMILTON INVESTMENT COUNSEL, LLC
CRD#: 284564 / SEC#: 801-112600
Contact information
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