Kelly A. Tobin
Professional summary
Kelly Anne Tobin, who also goes by Kelly A. Tobin, Kelly Anne Tobin, Kelly Tobin, Kelly Anne Tobin, is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Topeka, Kansas.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 1998. Kelly has worked at 13 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Anne Tobin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2026 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614July 14, 2025 - December 9, 2025
NEXT FINANCIAL GROUP, INC.
September 10, 2018 - September 4, 2025
GROVE POINT INVESTMENTS, LLC
June 21, 2016 - April 24, 2018
INVEST FINANCIAL CORPORATION
November 18, 2015 - December 2, 2015
RAYMOND JAMES & ASSOCIATES, INC.
May 25, 2012 - November 24, 2014
E*TRADE CLEARING LLC
April 24, 2012 - January 21, 2014
G1 EXECUTION SERVICES, LLC
October 19, 2004 - November 24, 2014
E*TRADE SECURITIES LLC
July 1, 2003 - April 26, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 28, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 28, 2003 - March 3, 2004
PRUCO SECURITIES, LLC.
June 30, 2001 - October 30, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
August 31, 1998 - June 30, 2001
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2026)
(6/30/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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