Alexander C. Weil
Professional summary
Alexander Cummings Weil, who also goes by Alex Weil, is a registered financial professional currently at CHARDAN CAPITAL MARKETS LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 1998. Alexander has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Cummings Weil's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2020 - Present
CHARDAN CAPITAL MARKETS LLC
Office #1: 1 Pennsylvania Plaza Suite 4800, New York, NY 10119April 17, 2018 - March 30, 2020
SENAHILL SECURITIES, LLC
December 21, 2011 - September 6, 2012
LAZARD MIDDLE MARKET LLC
September 22, 2010 - September 28, 2011
UBS SECURITIES LLC
June 14, 2004 - September 9, 2010
CITIGROUP GLOBAL MARKETS INC.
February 15, 2002 - June 22, 2004
GE INVESTMENT DISTRIBUTORS, INC
December 16, 1998 - March 17, 2000
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2020)
(4/2/2020)
(3/17/2020)
(3/18/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CHARDAN CAPITAL MARKETS LLC
CRD#: 120128 / SEC#: , 8-65277
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARDAN SECURITIES, LLC | MEMBER | |
| GROSSMAN, JONAS SVEN MAGNUS | PRESIDENT | 3186901 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL OPERATIONS CFFICER | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL FINANCIAL OFFICER | 5106774 |
| SOUTHWICK, DWIGHT CHRISTIAN | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 1353036 |
| URBACH, STEVEN AARON | CEO | 4137317 |
Disclosures
| Regulatory Event | 14 |
Red Flags
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