James S. Rush

SIGNATURE FINANCIAL ADVISORS

Houston, TX 77056

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CRD#: 3090665

Professional summary

James Steven Rush, CFP® is a registered financial advisor currently at SIGNATURE FINANCIAL ADVISORS located in Houston, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Health Care

Investment Planning

Tax Planning

Insurance Planning

Elder Care

Estate Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Veteran Care Advisors of Texas. Address: 1900 St.James Place, Ste. 510, Houston, TX 77056. 5-15 hours per week. Position: Founder. Description: Founded in 2019, Veterans Care Advisors provides education and consulting services to qualified Veterans. These consulting services specifically pertain to obtaining veteran and other government benefits, and providing planning services. A-1 PR Management LLC. Address: 17536 Stuebner Airline Rd. Spring TX 77379 5-10 hours per week. Position: Partner. Description: Founded in 2021, A1- PR Management LLC provides real estate management and consulting services to individuals. These services pertain to acquiring and operating commercial real estate properties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Steven Rush's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 11, 2016 - Present

SIGNATURE FINANCIAL ADVISORS

Office #1: 1900 St. James Place Suite 510, Houston, TX 77056

RIA

CRD#: 283964

Houston, TX

Past

August 7, 2009 - December 31, 2016

WEALTH MENTORS, LLC

RIA

CRD#: 150591

HOUSTON, TX

Past

January 14, 2009 - May 6, 2009

AMEGY INVESTMENTS, INC.

RIA

CRD#: 120145

LEAGUE CITY, TX

Past

January 14, 2009 - May 6, 2009

AMEGY INVESTMENTS, INC.

CRD#: 120145

LEAGUE CITY, TX

Past

May 8, 2007 - January 6, 2009

ZIONS CAPITAL ADVISORS, INC.

RIA

CRD#: 131308

LEAGUE CITY, TX

Past

January 31, 2006 - May 6, 2009

ZIONS DIRECT, INC.

CRD#: 17776

LEAGUE CITY, TX

Past

February 23, 2004 - December 31, 2006

AMEGY INVESTMENTS, INC.

RIA

CRD#: 120145

PASADENA, TX

Past

February 23, 2004 - December 31, 2006

AMEGY INVESTMENTS, INC.

CRD#: 120145

PASADENA, TX

Past

April 27, 2000 - February 20, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 24, 1998 - May 1, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 27, 1990 - February 20, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/27/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/23/1998

General Securities Representative Examination

Current Firm

SIGNATURE FINANCIAL ADVISORS

SIGNATURE FA, LLC | SINGNATURE FINANCIAL ADVISORS | SIGNATURE FINANCIAL ADVISORS

CRD#: 283964 / SEC#:

Texas

Registered Investment Advisory firm - (10/11/2016 Approved)

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Contact information

Main Address

1900 St. James Place Suite 510, Houston, TX 77056

Mailing Address

1900 Saint James Place Suite 510, Houston, TX 77056

Phone number

(713) 552-7000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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James S. Rush

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Steven Rush's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MENTORS, LLC

AMEGY INVESTMENTS, INC.

AMEGY INVESTMENTS, INC.

ZIONS CAPITAL ADVISORS, INC.

ZIONS DIRECT, INC.

AMEGY INVESTMENTS, INC.

AMEGY INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/1998

Series 63

Date: 9/28/1998

Series 3

Date: 10/27/1999

Series 7

Date: 9/23/1998

Current Firm

SIGNATURE FINANCIAL ADVISORS

Contact information

Documents

Red Flags

Company Information

SIGNATURE FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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