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JB

John-marc Berthoud

CORNERSTONE ASSET MANAGEMENT
Naperville, IL 60540
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CRD#: 3090606
JB

Professional summary


John-marc Berthoud, who also goes by John- Marc Berthoud, Johnmarc D. Berthoud, is a registered financial advisor currently at CORNERSTONE ASSET MANAGEMENT, INC. located in Naperville, Illinois.

John-marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John-marc has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John- Marc Berthoud | Johnmarc D. Berthoud

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CORNERSTONE ASSET MANAGEMENT, INC. - PRESIDENT - REGISTERED INVESTMENT ADVISOR SINCE 06/2001; 2135 CITY GATE LANE #300, NAPERVILLE IL 60563; SPEND 160 HRS PER MONTH, 140 DURING SECURITIES TRADING HOURS; INVESTMENT RELATED BUSINESS. 2)SELF EMPLOYED USING INDIVIDUAL NAME AND SSN FOR TAX PURPOSES - INSURANCE AGENT SELLING LIFE INSURANCE, FIXED AND EQUITY INDEXED ANNUITIES SINCE 12/2010; 2135 CITY GATE LANE SUITE 300, NAPERVILLE IL 60563; SPEND 20 HOURS PER MONTH, 15 DURING SECURITIES TRADING HOURS; INVESTMENT RELATED BUSINESS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John-marc Berthoud's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 28, 2007 - Present

CORNERSTONE ASSET MANAGEMENT, INC.

Office #1: 564 S. Washington Street, Naperville, IL 60540
RIA
CRD#: 113635
Naperville, IL
Past

July 28, 2006 - December 31, 2010

CORNERSTONE ASSET MANAGEMENT, INC.

RIA
CRD#: 113635
OSWEGO, IL
Past

April 8, 2002 - December 1, 2011

VERITRUST FINANCIAL, LLC

BD
CRD#: 106594
NAPERVILLE, IL
Past

August 10, 2001 - June 29, 2005

CORNERSTONE ASSET MANAGEMENT, INC.

RIA
CRD#: 113635
AURORA, IL
Past

August 8, 2000 - June 21, 2001

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

October 1, 1998 - August 9, 2000

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(2/28/2007)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/10/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


CA
CORNERSTONE ASSET MANAGEMENT, INC.
CORNERSTONE ASSET MANAGEMENT, INC. | JOHN-MARC D. BERTHOUD

CRD#: 113635 / SEC#: 801-60413

RIA
Registered Investment Advisory firm - (3/28/2007 Terminated)
Illinois
Registered Investment Advisory firm - (2/28/2007 Approved)
Texas
Registered Investment Advisory firm - (12/31/2010 Failure to Renew)
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Contact information


Main Address
564 S. Washington Street, Naperville, IL 60540
Mailing Address
Phone number
(630) 780-1025
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts110
AUM (Assets Under Management)$ 20,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CORNERSTONE ASSET MANAGEMENT, INC.

CRD#: 113635Naperville, IL 60540

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