Paolo G. Cugnasca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paolo Giovanni Cugnasca, who also goes by Paolo G Cugnasca, was a registered financial professional .
Paolo is a previously registered financial professional and started their career in finance in 1999. Paolo had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1999 - January 13, 2014
EMCOR SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMCOR SECURITIES INC.
CRD#: 45722 / SEC#: , 8-51145
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMCOR SECURITIES, INC. DEFINED BENEFIT PLAN | SHAREHOLDER | |
| CUGNASCA, VALENTINA PAOLA | VICE PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, SHAREHOLDER | 3168224 |
| WOODARD, ROBERT LEE | SHAREHOLDER/DIRECTOR | 1194456 |
| CUGNASCA, PAOLO GIOVANNI | PRESIDENT/DIRECTOR | 3090601 |
| LEVY, JACQUES | SHAREHOLDER | 2134524 |
| SELF, JONATHAN ANDREW | CFO/FINOP | 4497531 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
