Rajini Saggar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rajini Saggar, who also goes by Rajini Indira, Rakesh Indira, Rakesh Saggar, was a registered financial professional .
Rajini is a previously registered financial professional and started their career in finance in 1998. Rajini had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2012 - January 18, 2013
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
September 17, 1998 - May 19, 2010
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
CRD#: 148024 / SEC#: , 8-67957
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
