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Emil Nmi Gernert

CRD# 3090344·Registered 1998 - 2015
Previously Registered: Being a previously registered professional could mean that Emil is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Emil Nmi Gernert, who also goes by Emil Gernert, was a registered financial advisor. Emil was a previously registered financial professional and started their career in finance 1998 - 2015. Emil had worked at 8 firms and has passed the Series 63, SIE, Series 25, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Emil Gernert

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

ILLUSTRO TRADING, LLC·CRD# 32792
BD
New York, NY
June 2, 2014 - April 23, 2015
ILLUSTRO TRADING, LLC·CRD# 32792
BD
New York, NY
January 26, 2009 - May 31, 2012
GLOBAL DIRECT EQUITIES, LLC·CRD# 124514
BD
New York, NY
April 25, 2007 - January 23, 2009
LABRANCHE FINANCIAL SERVICES, LLC·CRD# 7432
BD
New York, NY
July 27, 2005 - December 7, 2005
C. J. LEDONE EQUITIES, INC.·CRD# 45300
BD
New York, NY
July 7, 2005 - April 24, 2007
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
January 31, 2005 - March 1, 2005
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
February 18, 2004 - April 30, 2004
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
July 24, 2000 - November 18, 2003
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
October 14, 1998 - November 6, 2000

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Current Firm

IT
ILLUSTRO TRADING, LLC

ILLUSTRO TRADING, LLC | REHBERG JR, CHARLES EDWARD

CRD#: 32792 / SEC#: 8-36202
BD
Terminated by SEC on 01/29/2018

Contact Information

Established

New York since 11/10/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
QUARTUCCIO, PHILIP PAULMANAGING MEMBER/ CCO/ GSP2397864
STAMOVA, ILINA SCFO/FINOP5500851

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 25 — NYSE Trading Assistant Examination

Passed Nov 2005

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1998

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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