Shahryar Afshar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shahryar Afshar, who also goes by Shar Afshar, Shayryar Afshar, was a registered financial professional .
Shahryar is a previously registered financial professional and started their career in finance in 2001. Shahryar had worked at 4 firms and has passed the Series 63, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2005 - November 4, 2005
TERRA NOVA FINANCIAL, LLC
November 18, 2004 - December 9, 2004
PETRA TRADING GROUP LLC
February 5, 2002 - May 31, 2002
REDWOOD TRADING, LLC
September 28, 2001 - February 4, 2002
ORION TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/24/2001
Limited Representative-Equity Trader ExamCurrent Firm
TERRA NOVA FINANCIAL, LLC
CRD#: 37761 / SEC#: , 8-47943
Contact information
Documents
Disclosures
| Regulatory Event | 24 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
