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NL

Nancy A. Lang

MOMENTUM INDEPENDENT NETWORK
SWANSEA, IL 62226
Some features on this profile are disabled
CRD#: 3090049
NL

Professional summary

Nancy A Lang, who also goes by Nancy A. Carroll, Nancy A. Dennerlein, Nancy Ann Lang, is a registered financial professional currently at MOMENTUM INDEPENDENT NETWORK INC. located in Swansea, Illinois.

Nancy is registered as a RR (Registered Representative) and started their career in finance in 1998. Nancy has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nancy A. Carroll | Nancy A. Dennerlein | Nancy Ann Lang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nancy A Lang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2023 - Present

MOMENTUM INDEPENDENT NETWORK INC.

Office #1: 3420 N. Illinois St, Swansea, IL 62226Office #2: 717 N. Harwood Street Suite 3400, Dallas, TX 75201
RIA
BD
CRD#: 17587
SWANSEA, IL
Past

April 12, 2021 - December 31, 2022

NTB FINANCIAL CORPORATION

BD
CRD#: 7425
Swansea, IL
Past

January 3, 2014 - April 13, 2021

WILLIAM C. BURNSIDE & COMPANY, INC.

BD
CRD#: 6400
SWANSEA, IL
Past

June 12, 2008 - December 31, 2013

HARBOUR INVESTMENTS, INC.

BD
CRD#: 19258
SWANSEA, IL
Past

September 21, 2006 - March 6, 2008

COMMERCE BROKERAGE SERVICES, INC.

BD
CRD#: 17140
BELLEVILLE, IL
Past

January 4, 2001 - September 21, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BELLEVILLE, IL
Past

July 20, 1998 - January 2, 2001

ASSOCIATED INVESTMENT SERVICES, INC.

BD
CRD#: 1464
GREEN BAY, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.

CRD#: 17587 / SEC#: 801-60812, 8-35475

RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)
Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)
California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)
Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)
Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)
Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(1/13/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/19/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/26/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/17/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.

CRD#: 17587 / SEC#: 801-60812, 8-35475

RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)
Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)
California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)
Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)
Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)
Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
717 N. Harwood Street Suite 3400, Dallas, TX 75201
Mailing Address
717 Harwood Street Suite 3400, Dallas, TX 75201
Phone number
(214) 859-1800
Established
Texas since 01/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
98

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MOMENTUM WRAP BROCHURE 08/29/2025 (8/29/2025)
MOMENTUM FIRM BROCHURE 08/29/2025 (8/29/2025)

Direct owners and executive officers

NamePositionCRD#
HILLTOP SECURITIES HOLDINGS, LLCPARENT
ALEXANDER, LAURA BONNELLBOARD DIRECTOR2900382
COYA, SCOTT ANDREWCHIEF COMPLIANCE OFFICER2511281
EDGE, JOSEPH MICHAELCHIEF FINANCIAL OFFICER4326551
EDGE, JOSEPH MICHAELBOARD DIRECTOR4326551
LEVENTHAL, LAURATREASURER1175259
LEVENTHAL, LAURABOARD DIRECTOR1175259
MCCAFFREY, SCOTT EDWARDMANAGING DIRECTOR - HEAD OF MOMENTUM INDEPENDENT NETWORK INC.3076398
MEDANICH, DAVID KINGBOARD DIRECTOR1030727
MUSCHALEK, JOHN RICHARDBOARD DIRECTOR2226859
MUSCHALEK, JOHN RICHARDPRESIDENT2226859
TEMPLE, WILLIAM BARRYMUNICIPAL PRINCIPAL2357830
WINGES, MARTIN BRADLEYCEO1929509
WINGES, MARTIN BRADLEYCHAIRMAN OF THE BOARD1929509
WITTNEBEN, BRIAN LANEGENERAL COUNSEL/SECRETARY4861905

Regulatory assets under management

Total Number of Accounts2,850
AUM (Assets Under Management)$ 1,337,377,801

Disclosures

Regulatory Event10
Arbitration3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/21/2025
Cover Page
Report
07/26/2024
Cover Page
Report
07/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587Swansea, IL 62226

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