Adam P. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Parsival Lee, who also goes by Adam P Lee, Adam Lee, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1998. Adam had worked at 16 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2011 - November 11, 2013
QUESTAR ASSET MANAGEMENT, INC.
February 24, 2011 - November 11, 2013
QUESTAR CAPITAL CORPORATION
January 4, 2011 - May 3, 2011
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
September 20, 2010 - February 4, 2011
SECURITIES SERVICE NETWORK, LLC
June 24, 2008 - September 27, 2010
NEW ENGLAND SECURITIES
June 24, 2008 - September 27, 2010
NEW ENGLAND SECURITIES
January 23, 2008 - July 3, 2008
MML INVESTORS SERVICES, LLC
December 13, 2007 - July 3, 2008
MML INVESTORS SERVICES, LLC
December 6, 2006 - August 2, 2007
NATIONAL SECURITIES CORPORATION
November 18, 2003 - December 16, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
October 9, 2002 - April 28, 2003
OSAIC FS, INC.
February 26, 2002 - July 1, 2002
OSAIC FA, INC.
February 26, 2002 - July 1, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 26, 2002 - July 1, 2002
OSAIC FA, INC.
March 13, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
March 13, 2001 - March 8, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 20, 2000 - January 22, 2001
VOYA FINANCIAL ADVISORS, INC.
February 10, 2000 - June 12, 2000
THE AGEAN GROUP, INC
December 14, 1998 - February 3, 2000
JOSEPH DILLON & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
