William F. Lex
Professional summary
William Francis Lex was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William Francis Lex was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1973. William had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - October 25, 2010
DINOSAUR FINANCIAL GROUP, L.L.C
October 15, 1993 - July 5, 2002
VOYA FINANCIAL PARTNERS, LLC
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
January 25, 1983 - December 31, 2009
MCGINN, SMITH & CO., INC.
September 28, 1982 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 28, 1982 - April 7, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 31, 1982 - October 20, 1982
ALLEN, ROGERS & CO., INC.
July 2, 1973 - March 15, 1983
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 2, 1973 - March 15, 1983
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/25/1973
Registered Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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