Charles W. Lewsadder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Lewsadder was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1970. Charles had worked at 9 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 1996 - January 1, 1998
NEWPORT COAST SECURITIES, INC.
September 23, 1988 - March 29, 1996
DRAKE & COMPANY, INC.
October 5, 1987 - September 23, 1988
LOS ANGELES SECURITIES
September 8, 1986 - May 8, 1987
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
July 11, 1984 - September 12, 1986
PRUDENTIAL EQUITY GROUP, LLC
October 26, 1982 - February 21, 1984
RAUSCHER PIERCE REFSNES, INC.
July 25, 1972 - January 18, 1973
WESTERN RESORTS INC
March 5, 1971 - June 4, 1972
MITCHUM, JONES & TEMPLETON INCORPORATED
December 29, 1970 - August 5, 1972
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/28/1957
Registered Representative ExaminationCurrent Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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