William Lawrence Guinan
Professional Summary
William Lawrence Guinan, who also goes by William III Guinan, William Lawrence Guinan III, William L. Guinan Iii Iii, William L. Guinan Iii, Bill Lawrence Guinan Iii, is a registered financial advisor currently at PROOF SERVICES LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Iii Guinan, William Lawrence Guinan Iii, William L. Guinan Iii Iii, William L. Guinan Iii, Bill Lawrence Guinan Iii
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PROOF SERVICES LLC
Contact Information
Main Address
25 Broadway 10th Floor, New York, NY, 10004Mailing Address
25 Broadway 10th Floor, New York, NY, 10004Phone Number
(240) 418-2486Established
Delaware since 10/16/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2000Series 25 — NYSE Trading Assistant Examination
Passed Apr 2000SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Lawrence Guinan's CRS (Customer Relationship Summary).
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