Nickolas J. Sakaleros
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nickolas John Sakaleros, who also goes by Nick Sakaleros, Nickolas Ioannis Sakaleros, was a registered financial professional .
Nickolas is a previously registered financial professional and started their career in finance in 1998. Nickolas had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2009 - December 14, 2022
SPC
November 5, 2007 - December 14, 2022
PARKLAND SECURITIES, LLC
June 3, 2005 - September 25, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 31, 2000 - February 12, 2002
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 11, 2000 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
October 23, 1998 - March 31, 2000
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
