Lissette Strefner
Professional summary
Lissette Strefner, who also goes by Lissette Ruiz, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Oakbrook Terrace, Illinois.
Lissette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lissette has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lissette Strefner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lissette Strefner's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2017 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1801 S. Meyers Road Suite 100, Oakbrook Terrace, IL 60181January 2, 2018 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1801 S. Meyers Road Suite 100, Oakbrook Terrace, IL 60181May 10, 2013 - December 31, 2015
WORLD EQUITY GROUP, INC.
May 10, 2013 - December 31, 2015
WORLD EQUITY GROUP, INC.
October 31, 2008 - June 23, 2011
OSAIC SERVICES, INC.
October 31, 2008 - June 23, 2011
OSAIC SERVICES, INC.
October 23, 2008 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 23, 2008 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 1, 2002 - October 10, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 3, 2001 - October 10, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
March 24, 1999 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2017)
(1/2/2018)
Exams
FINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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