DK
Doreen L. Koleno
VICUS CAPITAL
State College, PA 16801
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CRD#: 3089437
DK
Professional summary
Doreen Leona Koleno MS, ChFC®, who also goes by Doreen Leona Deitrich, Doreen L Koleno, Doreen Leona Koleno, is a registered financial advisor currently at VICUS CAPITAL, INC. located in State College, Pennsylvania and CETERA WEALTH SERVICES, LLC located in State College, Pennsylvania.
Doreen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Doreen has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doreen Leona Deitrich | Doreen L Koleno | Doreen Leona Koleno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: DDK PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: 310 HUNTER RIDGE ROAD BELLEFONTE, PA 16823 NATURE OF BUSINESS: RENTAL REAL ESTATE START DATE: 2000 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: CO-OWNER - MANAGER (2) NAME OF OTHER BUSINESS: POA INVESTMENT RELATED: NO ADDRESS: BELLEFONTE, PA NATURE OF BUSINESS: POA FOR PARENTS START DATE: APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: DURABLE POA AS NEEDED (3) NAME OF OTHER BUSINESS: PFG WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISORY AND EDUCATION SPECIALIST (4) NAME OF OTHER BUSINESS: VICUS CAPITAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT START DATE: 06/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT (5) NAME OF OTHER BUSINESS: CENTRAL PENNSYLVANIA INSTITUTE ; INVESTMENT RELATED: NO ADDRESS: 540 NORTH HARRISON ROAD, PLEASANT GAP, PA 16823 ; NATURE OF BUSINESS: EDUCATION ; START DATE: 04/2019 ; POSITION/TITLE/RELATIONSHIP: COMMITTEE CHAIRPERSON APX NUMBER OF HOURS PER WEEK: 2 PER YEAR ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: LEAD MEETINGS, KEEP MEETING ON AGENDA AND SCHEDULE ; 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2023; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES, & LONG TERM CARE;
CRS (Client Relationship Summary) - RIA
Click below to view Doreen Leona Koleno MS's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 10, 2017 - Present
VICUS CAPITAL, INC.
Office #1: 476 Rolling Ridge Drive Suite 333, State College, PA 16801RIA
CRD#: 116021
State College, PA
Current
July 7, 2017 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 476 Rolling Ridge Dr Ste 333, State College, PA 16801BD
CRD#: 13572
State College, PA
Past
October 21, 2016 - May 19, 2017
VICUS CAPITAL, INC.
RIA
CRD#: 116021
State College, PA
Past
October 19, 2016 - May 23, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
STATE COLLEGE, PA
Past
December 11, 2013 - August 30, 2016
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
STATE COLLEGE, PA
Past
October 31, 2011 - August 31, 2016
NORTHWEST ADVISORS, INC.
RIA
CRD#: 154032
STATE COLLEGE, PA
Past
October 15, 2008 - December 10, 2013
OBS BROKERAGE SERVICES, INC.
BD
CRD#: 104281
STATE COLLEGE, PA
Past
August 3, 2007 - October 15, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
STATE COLLEGE, PA
Past
August 22, 2006 - July 25, 2007
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
BELLEFONTE, PA
Past
February 24, 2003 - December 14, 2004
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(7/7/2017)
IAR
Pennsylvania(7/10/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
