Robert B. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Blake Jordan was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2014 - October 15, 2015
VERTICE CAPITAL PARTNERS, LLC
April 13, 2012 - December 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2012 - December 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2008 - March 21, 2012
STRATEGIC ADVISERS LLC
March 8, 2006 - March 19, 2012
FIDELITY BROKERAGE SERVICES LLC
March 20, 2003 - September 16, 2004
FIFTH THIRD SECURITIES, INC.
January 31, 2002 - March 21, 2003
STRATEGIC ADVISERS LLC
August 21, 1998 - March 20, 2003
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VERTICE CAPITAL PARTNERS, LLC
CRD#: 171889 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 4,824,000 |
Red Flags
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