David A. Cohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Allan Cohn was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - March 2, 2018
AARON CAPITAL INCORPORATED
September 17, 2010 - July 19, 2011
XNERGY FINANCIAL LLC
April 25, 2005 - September 2, 2010
MOSAIC CAPITAL SECURITIES, LLC
January 29, 2003 - May 16, 2005
ANGELES CAPITAL GROUP, LLC
February 11, 1999 - November 5, 2002
BERMAN CAPITAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
