Daniel P. Mulheran

ABBEY STREET

EDEN PRAIRIE, MN 55344

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CRD#: 3088999

Professional summary

Daniel Patrick Mulheran JR is a registered financial advisor currently at ABBEY STREET located in Eden Prairie, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Hazeltine National Golf Club Investment Related: No Address: 1900 Hazeltine BLvd Chaska MN 55318 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: member of the board Start Date: 4/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend board meetings Business Name: Hazeltine National Golf Club; Not-investment related; 1900 Hazeltine Blvd. Chaska, MN 55318; Golf Club; President; 5/1/2022; 20hours/month; 0 hours during securities trading hours; Strategic leadership of board

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Mulheran JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2019 - Present

ABBEY STREET

Office #1: 11095 Viking Drive Suite 410, Eden Prairie, MN 55344

RIA

CRD#: 305107

EDEN PRAIRIE, MN

Past

April 18, 2016 - April 2, 2020

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

WOODBURY, MN

Past

July 1, 2014 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Plymouth, MN

Past

November 14, 2011 - April 2, 2020

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Plymouth, MN

Past

January 3, 2006 - October 13, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

MINNETONKA, MN

Past

March 12, 2002 - January 4, 2006

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

MINNETONKA, MN

Past

March 28, 2001 - January 4, 2006

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

September 29, 1998 - February 23, 2001

ONE ORCHARD EQUITIES, INC.

CRD#: 42124

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABBEY STREET

ABBEY STREET | ABBEY STREET, LLC

CRD#: 305107 / SEC#: 801-117454

RIA

Registered Investment Advisory firm - (10/4/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(10/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/28/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ABBEY STREET

ABBEY STREET | ABBEY STREET, LLC

CRD#: 305107 / SEC#: 801-117454

RIA

Registered Investment Advisory firm - (10/4/2019 Approved)

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Contact information

Main Address

11095 Viking Drive Suite 410, Eden Prairie, MN 55344

Mailing Address

Phone number

(952) 224-7272

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ABBEY STREET ADV 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 315,133,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel P. Mulheran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Mulheran JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

ONE ORCHARD EQUITIES, INC.

Primary Firm SEC Registration

ABBEY STREET

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2002

Series 63

Date: 6/30/1999

SIE

Date: 10/1/2018

Series 6

Date: 9/28/1998

Current Firm

ABBEY STREET

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABBEY STREET

TRUST BUT VERIFY

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