Oscar V. Keith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oscar Vernon Keith JR, who also goes by Vernon Keith, was a registered financial professional .
Oscar is a previously registered financial professional and started their career in finance in 1998. Oscar had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2009 - July 2, 2015
VARIABLE INVESTMENT ASSOCIATES, INC.
July 25, 2006 - December 2, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
January 2, 2003 - May 24, 2006
VARIABLE INVESTMENT ASSOCIATES, INC.
April 23, 2002 - December 31, 2002
PARKLAND SECURITIES, LLC
August 29, 2001 - April 23, 2002
AMERICAN GENERAL SECURITIES INCORPORATED
August 29, 2000 - September 18, 2001
UNITED SECURITIES ALLIANCE, INC.
September 11, 1998 - August 17, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
