Stephen W. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Widder Lewis was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1998. Stephen had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2009 - December 1, 2014
CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.
March 18, 1998 - December 31, 2008
CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.
March 18, 1998 - December 5, 2014
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
Primary Firm SEC Registration
CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.
CRD#: 120267 / SEC#: 801-61096
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.
CRD#: 120267 / SEC#: 801-61096
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 253,613,784 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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