Dean R. Davis

MARIENPLATZ WEALTH MANAGEMENT LLC

Plano, TX

Some features on this profile are disabled

CRD#: 3088384

Professional summary

Dean Russell Davis SR., CFA, who also goes by Dean Russell Davis, is a registered financial advisor currently at MARIENPLATZ WEALTH MANAGEMENT LLC located in Plano, Texas.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Dean has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dean Russell Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OUTSIDE BUSINESS ORGANIZATION: BRIGHTLINE INC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: 2469 HONEYSUCKLE WAY SPRINGFIELD, MO 65802-0697 NATURE OF BUSINESS: REAL ESTATE MANAGEMENT POSITION, TITLE: DIRECTOR START DATE OF RELATIONSHIP: 2004 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR OF GENERAL PARTNER OF FATHER'S FAMILY LIMITED PARTNERSHIP O

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Russell Davis SR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 2, 2017 - Present

MARIENPLATZ WEALTH MANAGEMENT LLC

RIA

CRD#: 289049

Plano, TX

Past

July 13, 2005 - March 14, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

July 13, 2005 - March 14, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DALLAS, TX

Past

December 13, 2004 - February 2, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 22, 2004 - February 2, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RICHARDSON, TX

Past

July 13, 1998 - June 8, 2005

SPINNAKER CAPITAL MANAGEMENT, INC.

RIA

CRD#: 116256

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2004

General Securities Representative Examination

Current Firm

MARIENPLATZ WEALTH MANAGEMENT LLC

CRD#: 289049 / SEC#:

Texas

Registered Investment Advisory firm - (11/2/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Plano, TX

Mailing Address

2701 West 15th Street #545, Plano, TX 75075

Phone number

(469) 277-8639

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 5,868,698

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dean R. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Russell Davis SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MARIENPLATZ WEALTH MANAGEMENT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SPINNAKER CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2005

Series 63

Date: 6/24/1998

SIE

Date: 3/14/2017

Series 7

Date: 12/10/2004

Current Firm

MARIENPLATZ WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARIENPLATZ WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors