Anthony E. Potthast
Professional summary
Anthony Edwin Potthast II, who also goes by Anthony Edwin Potthast, Tony Potthast, is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Madison, Wisconsin and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Anthony has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Edwin Potthast II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2019 - Present
TRUSTAGE INVESTMENT MANAGEMENT
Office #1: 5910 Mineral Point Rd, Madison, WI 53705February 18, 2016 - Present
CUNA BROKERAGE SERVICES, INC.
November 25, 2019 - March 30, 2023
CUNA BROKERAGE SERVICES, INC.
February 19, 2016 - October 30, 2019
CUNA BROKERAGE SERVICES, INC.
July 9, 2013 - December 17, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 17, 2010 - July 17, 2012
VOYA FINANCIAL PARTNERS, LLC
May 2, 2009 - December 8, 2009
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - December 8, 2009
CHASE INVESTMENT SERVICES CORP.
January 12, 2009 - May 2, 2009
WAMU INVESTMENTS, INC.
January 9, 2009 - May 2, 2009
WAMU INVESTMENTS, INC.
July 12, 2007 - January 12, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 12, 2007 - January 12, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 8, 2004 - May 25, 2007
HIMCO DISTRIBUTION SERVICES COMPANY
October 4, 2001 - October 7, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
July 13, 2000 - July 16, 2001
WALNUT STREET SECURITIES, INC.
November 3, 1999 - June 28, 2000
FFP SECURITIES, INC.
March 8, 1999 - October 4, 1999
SCOTTRADE, INC.
August 31, 1998 - February 16, 1999
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2016)
(1/18/2017)
(2/19/2016)
(10/17/2019)
(1/23/2017)
(4/15/2016)
(3/9/2016)
(3/7/2016)
(1/5/2022)
(1/19/2017)
(3/8/2016)
(7/15/2024)
(3/7/2016)
(3/7/2016)
(3/7/2016)
(3/15/2016)
(3/8/2016)
Exams
FINRA
Current Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
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Company Information
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960Madison, WI 53705TRUST BUT VERIFY
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