LR
Lasandra L. Rice
FREESTATE ADVISORS LLC
Overland Park, KS 66211
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CRD#: 3087557
LR
Professional summary
Lasandra Leeann Rice, who also goes by Lasandra Leeann Guthrie, is a registered financial advisor currently at FREESTATE ADVISORS LLC located in Overland Park, Kansas.
Lasandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lasandra has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lasandra Leeann Guthrie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LLR FITNESS, LLC: 8417 BOOTH AVENUE, RAYTOWN, MO 64138-3075, NON INVESTMENT-RELATED, OWNER/CERTIFIED PERSONAL PHYSICAL TRAINER, STARTED 01/2013, APPROXIMATE NUMBER OF HOURS DEVOTED TO BUSINESS EACH MONTH - 2-5 HOURS, ZERO HOURS DEVOTED DURING TRADING HOURS, DUTIES INCLUDE DAY-TO-DAY OPERATION OF HOME GYM AND BUSINESS
2)DDOWN TRANSPORTATION, LLC, NOT INVESTMENT RELATED, 8417 BOOTH AVE., RAYTOWN, MO 64138-3075, TRANSPORTATION INDUSTRY, OWNER/PARTNER, 11/18/2018, HOURS PER MONTH 30, 0 HOURS DURING SECURITIES TRADING, COMPLIANCE/ACCOUNTING/BOOKKEEPING.
CRS (Client Relationship Summary) - RIA
Click below to view Lasandra Leeann Rice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2018 - Present
FREESTATE ADVISORS LLC
Office #1: 4400 College Blvd Suite 125, Overland Park, KS 66211RIA
CRD#: 145800
Overland Park, KS
Past
June 4, 2010 - February 16, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
LEAWOOD, KS
Past
November 1, 1999 - December 14, 2001
DST SECURITIES, INC.
BD
CRD#: 8129
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FREESTATE ADVISORS LLC
FREESTATE ADVISORS LLC | FREESTATE CAPITAL ADVISORS LLC
CRD#: 145800 / SEC#: 801-106933
RIA
Registered Investment Advisory firm - (11/24/2015 Approved)Arizona
Registered Investment Advisory firm - (12/2/2015 Terminated)Kansas
Registered Investment Advisory firm - (12/2/2015 Terminated)Missouri
Registered Investment Advisory firm - (12/2/2015 Terminated)Texas
Registered Investment Advisory firm - (12/2/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(7/26/2018)
IAR
Missouri(7/26/2018)
IAR
Texas(7/26/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FREESTATE ADVISORS LLC
FREESTATE ADVISORS LLC | FREESTATE CAPITAL ADVISORS LLC
CRD#: 145800 / SEC#: 801-106933
RIA
Registered Investment Advisory firm - (11/24/2015 Approved)Arizona
Registered Investment Advisory firm - (12/2/2015 Terminated)Kansas
Registered Investment Advisory firm - (12/2/2015 Terminated)Missouri
Registered Investment Advisory firm - (12/2/2015 Terminated)Texas
Registered Investment Advisory firm - (12/2/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4400 College Blvd Suite 125, Overland Park, KS 66211
Mailing Address
Phone number
(913) 890-2065
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 608 |
| AUM (Assets Under Management) | $ 159,596,367 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
