Ryan J. Baker
Professional summary
Ryan Joseph Baker, who also goes by Ryan J Baker, is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 1998. Ryan has worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Joseph Baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2017 - Present
STONEX FINANCIAL INC.
Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789January 2, 2015 - February 7, 2017
SG AMERICAS SECURITIES, LLC
December 17, 2009 - January 2, 2015
NEWEDGE USA, LLC
May 12, 2008 - December 11, 2009
AXOS CLEARING LLC
August 31, 2007 - May 12, 2008
FIRST CLEARING, LLC
June 28, 2002 - February 17, 2006
NEOVEST TRADING
May 14, 1999 - June 28, 2002
FSC SECURITIES CORPORATION
July 16, 1998 - January 22, 1999
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2017)
(12/13/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 2/8/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX FINANCIAL INC.
CRD#: 45993Winter Park, FL 32789TRUST BUT VERIFY
Monitor Ryan Baker
Get automatic monthly alerts on:
