James P. Mcgarvey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James P Mcgarvey, who also goes by James Patrick Mcgarbey, James Patrick Mcgarvey, Jim Mcgarvey, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2013 - October 1, 2019
GROUP ONE TRADING LLC
January 30, 2008 - April 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2008 - April 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 11, 2004 - January 5, 2005
HILLIARD FARBER SECURITIES CORP.
April 18, 2000 - January 5, 2005
DEALERWEB LLC
November 20, 1998 - December 8, 1999
DEALERWEB LLC
State Registrations and Notice Filings
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Exams
Current Firm
GROUP ONE TRADING LLC
CRD#: 37484 / SEC#: , 8-47762
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
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