Todd R. Schroeder
Professional summary
Todd Ryan Schroeder, who also goes by Todd Schroeder, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1998. Todd has worked at 12 firms and has passed the Series 66, Series 79TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Ryan Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 1270 Avenue Of The Americas, Suite 2602, New York, NY 10020March 22, 2021 - November 11, 2024
ALT FUND DISTRIBUTORS LLC
March 20, 2020 - March 5, 2021
IMST DISTRIBUTORS, LLC
January 5, 2015 - March 2, 2020
ALT FUND DISTRIBUTORS LLC
February 10, 2014 - December 31, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
January 1, 2008 - February 11, 2014
DCM BROKERS, LLC
January 5, 2006 - April 2, 2007
GOULD ASSET MANAGEMENT LLC
September 1, 2005 - December 19, 2005
REFCO SECURITIES, LLC
October 4, 2002 - September 1, 2005
CIS SECURITIES, INC.
September 28, 2000 - September 25, 2002
GOLDMAN SACHS & CO. LLC
January 20, 1999 - September 26, 2000
INVESCO CAPITAL MARKETS, INC.
August 3, 1998 - January 25, 1999
IDS LIFE INSURANCE COMPANY
August 3, 1998 - January 25, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2024)
(5/22/2025)
(1/3/2025)
(12/13/2024)
(1/3/2025)
(1/3/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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