Steve M. Wegener
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steve Michael Wegener was a registered financial professional .
Steve is a previously registered financial professional and started their career in finance in 1998. Steve had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 4, 2003 - December 31, 2013
WEGENER, LLC
August 4, 1998 - July 1, 1999
WORLDCO, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
WEGENER, LLC
CRD#: 126890 / SEC#: 801-67223
Contact information
Red Flags
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