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William Pierre Pitre

CRD# 3087291·Registered 1998 - 2020
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Pierre Pitre, who also goes by Bill Pitre, Willliam Pitre, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1998 - 2020. William had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Pitre, Willliam Pitre

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

R.M. STARK & CO., INC.·CRD# 7612
BD
Lake Worth Beach, FL
March 19, 2020 - April 20, 2020
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Glen Allen, VA
January 26, 2018 - March 29, 2018
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Glen Allen, VA
January 17, 2018 - March 29, 2018
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Virginia Beach, VA
February 23, 2017 - October 31, 2017
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Virginia Beach, VA
January 26, 2017 - October 31, 2017
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Baton Rouge, LA
June 19, 2015 - February 2, 2016
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Baton Rouge, LA
June 4, 2015 - February 2, 2016
SOUTHEAST INVESTMENTS, N.C., INC.·CRD# 43035
BD
Charlotte, NC
June 7, 2013 - March 20, 2014
CERTUSSECURITIES, INC.·CRD# 144051
BD
Baton Rouge, LA
June 28, 2010 - June 3, 2011
FIRST LEGACY SECURITIES, LLC·CRD# 47079
RIA
Helena, AL
June 1, 2009 - January 21, 2010
FIRST LEGACY SECURITIES, LLC·CRD# 47079
BD
Helena, AL
June 1, 2009 - January 21, 2010
SUNSET FINANCIAL SERVICES, INC.·CRD# 3538
RIA
St Francisville, LA
September 22, 2008 - May 27, 2009
SUNSET FINANCIAL SERVICES, INC.·CRD# 3538
BD
St Francisville, LA
August 26, 2008 - May 27, 2009
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Baton Rouge, LA
November 29, 2005 - July 25, 2008
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
Baton Rouge, LA
August 9, 2005 - July 9, 2007
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Baton Rouge, LA
August 9, 2005 - July 25, 2008
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
September 17, 1998 - August 18, 2005

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Current Firm

RS
R.M. STARK & CO., INC.

R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: 8-22543
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Mailing Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Phone Number

(561) 243-3815

Established

Florida since 09/29/1988

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER—
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1998About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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