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William P. Pitre

Some features on this profile are disabled
CRD#: 3087291
WP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Pierre Pitre, who also goes by Bill Pitre, Willliam Pitre, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1998. William had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Pitre | Willliam Pitre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 19, 2020 - April 20, 2020

R.M. STARK & CO., INC.

BD
CRD#: 7612
LAKE WORTH BEACH, FL
Past

January 26, 2018 - March 29, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
GLEN ALLEN, VA
Past

January 17, 2018 - March 29, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
GLEN ALLEN, VA
Past

February 23, 2017 - October 31, 2017

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
VIRGINIA BEACH, VA
Past

January 26, 2017 - October 31, 2017

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
VIRGINIA BEACH, VA
Past

June 19, 2015 - February 2, 2016

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Baton Rouge, LA
Past

June 4, 2015 - February 2, 2016

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Baton Rouge, LA
Past

June 7, 2013 - March 20, 2014

SOUTHEAST INVESTMENTS, N.C., INC.

BD
CRD#: 43035
CHARLOTTE, NC
Past

June 28, 2010 - June 3, 2011

CERTUSSECURITIES, INC.

BD
CRD#: 144051
BATON ROUGE, LA
Past

June 1, 2009 - January 21, 2010

FIRST LEGACY SECURITIES, LLC

RIA
CRD#: 47079
HELENA, AL
Past

June 1, 2009 - January 21, 2010

FIRST LEGACY SECURITIES, LLC

BD
CRD#: 47079
HELENA, AL
Past

September 22, 2008 - May 27, 2009

SUNSET FINANCIAL SERVICES, INC.

RIA
CRD#: 3538
ST FRANCISVILLE, LA
Past

August 26, 2008 - May 27, 2009

SUNSET FINANCIAL SERVICES, INC.

BD
CRD#: 3538
ST FRANCISVILLE, LA
Past

November 29, 2005 - July 25, 2008

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
BATON ROUGE, LA
Past

August 9, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
BATON ROUGE, LA
Past

August 9, 2005 - July 25, 2008

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
BATON ROUGE, LA
Past

September 17, 1998 - August 18, 2005

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/27/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/11/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/29/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/10/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/15/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RS
R.M. STARK & CO., INC.
R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: , 8-22543

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
Mailing Address
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
Phone number
(561) 243-3815
Established
Florida since 09/29/1988
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

R.M. STARK & CO., INC.

CRD#: 7612

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