Brian K. Brummell

ACCELERATE RETIREMENT

Ladera Ranch, CA 92694

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CRD#: 3087263

Professional summary

Brian Keith Brummell is a registered financial advisor currently at ACCELERATE RETIREMENT located in Ladera Ranch, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Brian has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 06/2022 Brian Brummell is employed as a Managing Director at Accelerate Retirement/Holdings - an Investment Related business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Brummell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2023 - Present

ACCELERATE RETIREMENT

Office #1: 111 Corporate Drive Suite 200, Ladera Ranch, CA 92694

RIA

CRD#: 325859

Ladera Ranch, CA

Past

August 11, 2022 - July 18, 2023

WEALTHSPIRE RETIREMENT ADVISORY

RIA

CRD#: 121254

Ladera Drive, CA

Past

January 20, 2017 - January 18, 2023

EXETER FINANCIAL, LLC

RIA

CRD#: 143420

Ladera Ranch, CA

Past

September 1, 2011 - September 14, 2016

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

CHICAGO, IL

Past

February 21, 2003 - December 31, 2003

NUVEEN INVESTMENTS ADVISERS, LLC

RIA

CRD#: 123122

CHICAGO, IL

Past

August 1, 2001 - December 31, 2003

RITTENHOUSE ASSET MANAGEMENT, INC.

RIA

CRD#: 106562

RADNOR, PA

Past

July 18, 2001 - September 1, 2011

NUVEEN FUND ADVISORS, LLC

RIA

CRD#: 104626

CHICAGO, IL

Past

November 3, 2000 - September 14, 2016

NUVEEN SECURITIES, LLC

CRD#: 469

IRVINE, CA

Past

October 1, 2000 - October 13, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 4, 1998 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCELERATE RETIREMENT

CRD#: 325859 / SEC#: 801-127772

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/29/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/3/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2007

General Securities Principal Examination

Current Firm

ACCELERATE RETIREMENT

CRD#: 325859 / SEC#: 801-127772

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

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Contact information

Main Address

120 Vantis Dr., Suite 330, Aliso Viejo, CA 92656

Mailing Address

Phone number

(888) 439-7071

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACCELERATE INVESTMENT ADVISORS ADV 2A 05.12.2025 (5/12/2025)

Regulatory assets under management

Total Number of Accounts	704
AUM (Assets Under Management)	$ 242,848,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Brummell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Brummell's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE RETIREMENT ADVISORY

EXETER FINANCIAL, LLC

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN INVESTMENTS ADVISERS, LLC

RITTENHOUSE ASSET MANAGEMENT, INC.

NUVEEN FUND ADVISORS, LLC

NUVEEN SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

ACCELERATE RETIREMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2001

Series 63

Date: 8/5/1998

SIE

Date: 9/14/2016

Series 7

Date: 11/29/2000

Series 6

Date: 8/3/1998

Series 24

Date: 7/31/2007

Current Firm

ACCELERATE RETIREMENT

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCELERATE RETIREMENT

TRUST BUT VERIFY

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